NIST Privacy Framework

framework · governance and compliance · regulatory-standard

NIST's voluntary privacy risk management framework parallel in structure to the Cybersecurity Framework, with identify-govern-control-communicate-protect functions.

The NIST Privacy Framework: A Tool for Improving Privacy through Enterprise Risk Management is the voluntary framework released by the National Institute of Standards and Technology (NIST) on January 16, 2020 as Version 1.0. Structurally modeled on the NIST Cybersecurity Framework (2014, updated 2018 and 2024), the Privacy Framework provides organizations with a flexible tool to identify, assess, manage, and communicate privacy risks. The framework comprises three components: the Core (a set of privacy-protection activities and outcomes organized into five Functions — Identify-P, Govern-P, Control-P, Communicate-P, Protect-P — with subsidiary Categories and Subcategories), Profiles (alignment of Core elements with specific organizational requirements, risk tolerances, and resources), and Implementation Tiers (characterizing the rigor of an organization's privacy risk management practices). The framework is sector-agnostic, voluntary, and designed to be compatible with diverse legal obligations including GDPR, CCPA, HIPAA, and emerging privacy regulations. NIST released a Privacy Framework 1.1 update process in 2024 with continuing development.

Originators

National Institute of Standards and Technology (NIST), US Department of Commerce; NIST Privacy Engineering Program (institutional home); lead authors and program staff: Naomi Lefkovitz (Privacy Engineering Program lead), Sean Brooks; extensive multi-stakeholder development through workshops, public drafts, and comment processes 2018-2020; intellectual antecedents in NIST Cybersecurity Framework (2014, the structural model), Fair Information Practice Principles (1973 HEW Records Computers and the Rights of Citizens, 1980 OECD Privacy Guidelines), Privacy by Design (Ann Cavoukian 1995-2009) high

Year / Decade

January 16, 2020 (Version 1.0 release); 2024 (Version 1.1 update process initiation); ongoing development high

Primary sources

NIST (2020). NIST Privacy Framework: A Tool for Improving Privacy through Enterprise Risk Management, Version 1.0, NIST (2014, updated 2018, 2024). NIST Cybersecurity Framework (structural model), NIST Privacy Engineering Program (ongoing). Privacy Framework Resource Repository (https://www.nist.gov/privacy-framework), Cavoukian, A. (2009). Privacy by Design: The 7 Foundational Principles (intellectual antecedent) high

Core components

Primary use case

Voluntary enterprise privacy risk management framework for organizations of all sizes and sectors; common framework reference enabling comparison across diverse privacy regulatory regimes for multinational organizations; third-party risk management: privacy assessment of vendors and supply-chain partners using shared framework vocabulary; privacy program design and maturity assessment input for Chief Privacy Officers and privacy teams; academic and professional reference in privacy engineering, privacy program management, and privacy-regulation comparative literature; intellectual foundation for sector-specific privacy frameworks and emerging privacy-protection practices including those in healthcare, financial services, and education; input to procurement and contract management where privacy obligations need standardized articulation; growing adoption through 2024-2026 as US state privacy laws (Virginia VCDPA, Colorado CPA, Connecticut, Utah, Texas, Oregon, Montana, Iowa, Tennessee, Indiana) create demand for organizational privacy program structure.

Common criticisms

Lineage

Siblings
NIST Cybersecurity Framework, GDPR, CCPA, HIPAA, Privacy by Design
Derived from
NIST Cybersecurity Framework